Chapter-119-Case-Management-Architecture_DurgaAnalytics.pdf
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Energy & Commodity Trade Surveillance & Market Abuse
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Module 01 - Surveillance Desk Primer (Chapters 01–08)
Chapter-01-What-a-Commodity-Trade-Surveillance-Function-Actually-Does_DurgaAnalytics.pdf
Module 01 - Surveillance Desk Primer.mp4
Module 01 - Surveillance Desk Primer.chapters.txt
1. What a Commodity Trade Surveillance Function Actually Does.m4a
2. Front Office → ETRM → Surveillance → Compliance → Regulator.m4a
3. Orders, Executions, Trades, Positions and Physical Operations.m4a
4. Financial vs Physical Commodity Surveillance.m4a
5. Anatomy of a Surveillance Alert.m4a
6. From Alert to Investigation to Case Closure.m4a
7. False Positive vs Suspicious Behaviour.m4a
8. End-to-End Surveillance Operating Model.m4a
Module 02 - Market Abuse & Regulatory Foundations (Chapters 09–20)
Module 02 - Market Abuse & Regulatory Foundations.mp4
Module 02 - Market Abuse & Regulatory Foundations.chapters.txt
16. MAR and Commodity Derivatives.m4a
20. Building a Regulatory Control Matrix.m4a
18. ACER, NRAs, Exchanges and Market Operators.m4a
14. REMIT Architecture.m4a
9. Why Commodity Markets Need Surveillance.m4a
17. REMIT vs MAR.m4a
13. Inside Information.m4a
12. Insider Trading.m4a
11. Attempted Market Manipulation.m4a
19. Suspicious Transaction and Order Reporting.m4a
15. Revised REMIT and the Modern Surveillance Landscape.m4a
10. Market Manipulation Fundamentals.m4a
Module 03 - Trading & Surveillance Data (Chapters 21–32)
Module 03 - Trading & Surveillance Data.mp4
Module 03 - Trading & Surveillance Data.chapters.txt
30. P_&L Data.m4a
26. Trader and Account Hierarchies.m4a
21. Order Lifecycle.m4a
23. Trade Lifecycle.m4a
27. Instrument and Contract Reference Data.m4a
25. Order-Book Reconstruction.m4a
32. Creating the Surveillance Golden Record.m4a
22. Execution Lifecycle.m4a
24. Amendments and Cancellations.m4a
28. Market Data and Tick Data.m4a
29. Position Data.m4a
31. Physical and Nomination Data.m4a
Module 04 - Order & Trade Manipulation (Chapters 33–47)
Module 04 - Order & Trade Manipulation.mp4
Module 04 - Order & Trade Manipulation.chapters.txt
Chapter-33-Spoofing_DurgaAnalytics.pdf
33. Spoofing.m4a
46. Collusive Behaviour.m4a
35. Wash Trading.m4a
42. Quote Stuffing.m4a
39. Painting the Tape.m4a
38. Circular Trading.m4a
37. Pre-arranged Trading.m4a
41. Momentum Ignition.m4a
36. Self-Trading.m4a
45. Benchmark Manipulation.m4a
40. Marking the Close.m4a
43. Abusive Order Cancellation.m4a
34. Layering.m4a
47. Manipulation Pattern Comparison Lab.m4a
44. Artificial Price Formation.m4a
Module 05 - Physical Energy Market Manipulation (Chapters 48–62)
Module 05 - Physical Energy Market Manipulation.mp4
Module 05 - Physical Energy Market Manipulation.chapters.txt
51. Physical Withholding.m4a
61. Cross-Commodity Physical Manipulation.m4a
53. Gas Nomination Behaviour.m4a
62. Building a Physical-Market Surveillance Model.m4a
60. Physical Position → Financial Benefit.m4a
52. Pipeline Capacity Manipulation.m4a
59. Physical Asset → Price Relationship.m4a
54. Storage Injection and Withdrawal Manipulation.m4a
56. Transmission Congestion.m4a
58. False Availability Information.m4a
50. Economic Withholding.m4a
55. LNG Cargo Behaviour.m4a
57. Power Dispatch and Outages.m4a
48. Why Physical Energy Surveillance Is Different.m4a
49. Generator Capacity Withholding.m4a
Module 06 - Desk-Specific Investigations (Chapters 63–74)
Module 06 - Desk-Specific Investigations.mp4
Module 06 - Desk-Specific Investigations.chapters.txt
68. Gas Storage Investigation.m4a
70. LNG Cargo Diversion Investigation.m4a
65. European Power Markets.m4a
74. Cross-Market Case Reconstruction.m4a
64. NBP Surveillance.m4a
72. Emissions Market Investigation.m4a
63. TTF Surveillance.m4a
71. Crude Oil Benchmark Investigation.m4a
69. Pipeline Capacity Investigation.m4a
73. Freight and Commodity Interaction.m4a
66. Intraday Power Manipulation.m4a
67. Day-Ahead Market Behaviour.m4a
Module 07 - Cross-Market Surveillance (Chapters 75–84)
Module 07 - Cross-Market Surveillance.mp4
Module 07 - Cross-Market Surveillance.chapters.txt
80. Commodity vs Freight.m4a
81. Commodity vs Emissions.m4a
76. Spot vs Forward Manipulation.m4a
77. Futures vs OTC.m4a
83. Beneficial Ownership and Entity Networks.m4a
79. Commodity vs FX.m4a
78. Exchange vs Bilateral Trading.m4a
75. Physical vs Futures Positions.m4a
84. Cross-Market Manipulation Detection.m4a
82. Related Accounts.m4a
Module 08 - Surveillance Analytics (Chapters 85–99)
Module 08 - Surveillance Analytics.mp4
Module 08 - Surveillance Analytics.chapters.txt
85. Rule-Based Surveillance.m4a
86. Threshold Design.m4a
91. Peer-Group Analysis.m4a
93. Order-Book Features.m4a
97. Machine Learning for Surveillance.m4a
90. Trader Behaviour Profiling.m4a
88. Statistical Baselines.m4a
98. Explainable AI for Alerts.m4a
89. Z-Scores and Anomaly Detection.m4a
95. Physical Behaviour Features.m4a
87. Time-Window Detection.m4a
94. Position and P_&L Features.m4a
92. Time-Series Detection.m4a
96. Graph Analytics.m4a
99. Model Validation and Backtesting.m4a
Module 09 - Alert & Investigation Management (Chapters 100–109)
Module 09 - Alert & Investigation Management.mp4
Module 09 - Alert & Investigation Management.chapters.txt
101. Alert Prioritisation.m4a
104. Timeline Reconstruction.m4a
102. Risk Scoring.m4a
105. Trader Behaviour Analysis.m4a
107. Investigator Notes.m4a
103. Evidence Collection.m4a
109. Closing and Documenting an Investigation.m4a
108. Escalation and Case Governance.m4a
106. Communications Correlation.m4a
100. Alert Generation.m4a
Module 10 - ETRM & Surveillance Technology (Chapters 110–119)
Module 10 - ETRM & Surveillance Technology.mp4
Module 10 - ETRM & Surveillance Technology.chapters.txt
114. Physical Operations Integration.m4a
112. Market Data Integration.m4a
110. ETRM as a Surveillance Source.m4a
115. Kafka_Event Architecture.m4a
113. Position_P_&L Integration.m4a
119. Case Management Architecture.m4a
111. Trade Capture Integration.m4a
117. ClickHouse Surveillance Analytics.m4a
118. Detection Microservices.m4a
116. Surveillance Lakehouse.m4a
Module 11 - NorthStar Capstone (Chapters 120–130)
Module 11 - NorthStar Capstone.mp4
Module 11 - NorthStar Capstone.chapters.txt
126. Position_P_&L Dataset.m4a
125. ETRM Trade Dataset.m4a
127. Physical Operations Dataset.m4a
122. Traders and Desk Structure.m4a
121. Synthetic Energy Trading Firm.m4a
128. Hidden Manipulation Scenarios.m4a
123. Market Dataset.m4a
130. Final Surveillance Case Report.m4a
129. Conduct the Investigation.m4a
124. Order Dataset.m4a
120. Capstone Introduction.m4a
PDF Notes - Professional education, not legal advice
Chapter-02-Front-Office-to-ETRM-to-Surveillance-to-Compliance-to-Regulator_DurgaAnalytics.pdf
Chapter-03-Entities-and-Lineage_DurgaAnalytics.pdf
Chapter-61-Cross-Commodity-Physical-Manipulation_DurgaAnalytics.pdf
Chapter-60-Physical-Position-to-Financial-Benefit_DurgaAnalytics.pdf
Chapter-59-Physical-Asset-to-Price-Relationship_DurgaAnalytics.pdf
Chapter-58-False-Availability-Information_DurgaAnalytics.pdf
Chapter-62-Building-a-Physical-Market-Surveillance-Model_DurgaAnalytics.pdf
Chapter-64-NBP-Surveillance_DurgaAnalytics.pdf
Chapter-63-TTF-Surveillance_DurgaAnalytics.pdf
Chapter-65-European-Power-Markets_DurgaAnalytics.pdf
Chapter-66-Intraday-Power-Manipulation_DurgaAnalytics.pdf
Chapter-67-Day-Ahead-Market-Behaviour_DurgaAnalytics.pdf
Chapter-68-Gas-Storage-Investigation_DurgaAnalytics.pdf
Chapter-69-Pipeline-Capacity-Investigation_DurgaAnalytics.pdf
Chapter-71-Crude-Oil-Benchmark-Investigation_DurgaAnalytics.pdf
Chapter-70-LNG-Cargo-Diversion-Investigation_DurgaAnalytics.pdf
Chapter-57-Power-Dispatch-and-Outages_DurgaAnalytics.pdf
Chapter-75-Physical-vs-Futures-Positions_DurgaAnalytics.pdf
Chapter-73-Freight-and-Commodity-Interaction_DurgaAnalytics.pdf
Chapter-72-Emissions-Market-Investigation_DurgaAnalytics.pdf
Chapter-74-Cross-Market-Case-Reconstruction_DurgaAnalytics.pdf
Chapter-78-Exchange-vs-Bilateral-Trading_DurgaAnalytics.pdf
Chapter-77-Futures-vs-OTC_DurgaAnalytics.pdf
Chapter-46-Collusive-Behaviour_DurgaAnalytics.pdf
Chapter-18-ACER-NRAs-Exchanges-and-Market-Operators_DurgaAnalytics.pdf
Chapter-20-Building-a-Regulatory-Control-Matrix_DurgaAnalytics.pdf
Chapter-49-Generator-Capacity-Withholding_DurgaAnalytics.pdf
Chapter-19-Suspicious-Transaction-and-Order-Reporting_DurgaAnalytics.pdf
Chapter-10-Market-Manipulation-Fundamentals_DurgaAnalytics.pdf
Chapter-12-Insider-Trading_DurgaAnalytics.pdf
Chapter-76-Spot-vs-Forward-Manipulation_DurgaAnalytics.pdf
Chapter-21-Order-Lifecycle_DurgaAnalytics.pdf
Chapter-22-Execution-Lifecycle_DurgaAnalytics.pdf
Chapter-24-Amendments-and-Cancellations_DurgaAnalytics.pdf
Chapter-26-Trader-and-Account-Hierarchies_DurgaAnalytics.pdf
Chapter-23-Trade-Lifecycle_DurgaAnalytics.pdf
Chapter-25-Order-Book-Reconstruction_DurgaAnalytics.pdf
Chapter-27-Instrument-and-Contract-Reference-Data_DurgaAnalytics.pdf
Chapter-29-Position-Data_DurgaAnalytics.pdf
Chapter-28-Market-Data-and-Tick-Data_DurgaAnalytics.pdf
Chapter-30-P-L-Data_DurgaAnalytics.pdf
Chapter-79-Commodity-vs-FX_DurgaAnalytics.pdf
Chapter-31-Physical-and-Nomination-Data_DurgaAnalytics.pdf
Chapter-81-Commodity-vs-Emissions_DurgaAnalytics.pdf
Chapter-80-Commodity-vs-Freight_DurgaAnalytics.pdf
Chapter-32-Creating-the-Surveillance-Golden-Record_DurgaAnalytics.pdf
Chapter-47-Manipulation-Pattern-Comparison-Lab_DurgaAnalytics.pdf
Chapter-34-Layering_DurgaAnalytics.pdf
Chapter-52-Pipeline-Capacity-Manipulation_DurgaAnalytics.pdf
Chapter-55-LNG-Cargo-Behaviour_DurgaAnalytics.pdf
Chapter-56-Transmission-Congestion_DurgaAnalytics.pdf
Chapter-48-Why-Physical-Energy-Surveillance-Is-Different_DurgaAnalytics.pdf
Chapter-53-Gas-Nomination-Behaviour_DurgaAnalytics.pdf
Chapter-51-Physical-Withholding_DurgaAnalytics.pdf
Chapter-54-Storage-Injection-and-Withdrawal-Manipulation_DurgaAnalytics.pdf
Chapter-37-Pre-arranged-Trading_DurgaAnalytics.pdf
Chapter-50-Economic-Withholding_DurgaAnalytics.pdf
Chapter-35-Wash-Trading_DurgaAnalytics.pdf
Chapter-38-Circular-Trading_DurgaAnalytics.pdf
Chapter-40-Marking-the-Close_DurgaAnalytics.pdf
Chapter-36-Self-Trading_DurgaAnalytics.pdf
Chapter-43-Abusive-Order-Cancellation_DurgaAnalytics.pdf
Chapter-44-Artificial-Price-Formation_DurgaAnalytics.pdf
Chapter-39-Painting-the-Tape_DurgaAnalytics.pdf
Chapter-42-Quote-Stuffing_DurgaAnalytics.pdf
Chapter-41-Momentum-Ignition_DurgaAnalytics.pdf
Chapter-45-Benchmark-Manipulation_DurgaAnalytics.pdf
Chapter-82-Related-Accounts_DurgaAnalytics.pdf
Chapter-08-End-to-End-Surveillance-Operating-Model_DurgaAnalytics.pdf
Chapter-83-Beneficial-Ownership-and-Entity-Networks_DurgaAnalytics.pdf
Chapter-84-Cross-Market-Manipulation-Detection_DurgaAnalytics.pdf
Chapter-85-Rule-Based-Surveillance_DurgaAnalytics.pdf
Chapter-15-Revised-REMIT-and-the-Modern-Surveillance-Landscape_DurgaAnalytics.pdf
Chapter-17-REMIT-vs-MAR_DurgaAnalytics.pdf
Chapter-05-Anatomy-of-an-Alert_DurgaAnalytics.pdf
Chapter-14-REMIT-Architecture_DurgaAnalytics.pdf
Chapter-04-Financial-vs-Physical-Trading_DurgaAnalytics.pdf
Chapter-07-False-Positive-vs-Suspicious_DurgaAnalytics.pdf
Chapter-11-Attempted-Market-Manipulation_DurgaAnalytics.pdf
Chapter-09-Why-Commodity-Markets-Need-Surveillance_DurgaAnalytics.pdf
Chapter-16-MAR-and-Commodity-Derivatives_DurgaAnalytics.pdf
Chapter-13-Inside-Information_DurgaAnalytics.pdf
Chapter-06-Alert-to-Closure_DurgaAnalytics.pdf
Chapter-86-Threshold-Design_DurgaAnalytics.pdf
Chapter-90-Trader-Behaviour-Profiling_DurgaAnalytics.pdf
Chapter-87-Time-Window-Detection_DurgaAnalytics.pdf
Chapter-91-Peer-Group-Analysis_DurgaAnalytics.pdf
Chapter-89-Z-Scores-and-Anomaly-Detection_DurgaAnalytics.pdf
Chapter-88-Statistical-Baselines_DurgaAnalytics.pdf
Chapter-94-Position-and-PnL-Features_DurgaAnalytics.pdf
Chapter-93-Order-Book-Features_DurgaAnalytics.pdf
Chapter-92-Time-Series-Detection_DurgaAnalytics.pdf
Chapter-95-Physical-Behaviour-Features_DurgaAnalytics.pdf
Chapter-96-Graph-Analytics_DurgaAnalytics.pdf
Chapter-100-Alert-Generation_DurgaAnalytics.pdf
Chapter-98-Explainable-AI-for-Alerts_DurgaAnalytics.pdf
Chapter-99-Model-Validation-and-Backtesting_DurgaAnalytics.pdf
Chapter-97-Machine-Learning-for-Surveillance_DurgaAnalytics.pdf
Chapter-101-Alert-Prioritisation_DurgaAnalytics.pdf
Chapter-102-Risk-Scoring_DurgaAnalytics.pdf
Chapter-103-Evidence-Collection_DurgaAnalytics.pdf
Chapter-104-Timeline-Reconstruction_DurgaAnalytics.pdf
Chapter-109-Closing-and-Documenting-an-Investigation_DurgaAnalytics.pdf
Chapter-105-Trader-Behaviour-Analysis_DurgaAnalytics.pdf
Chapter-108-Escalation-and-Case-Governance_DurgaAnalytics.pdf
Chapter-107-Investigator-Notes_DurgaAnalytics.pdf
Chapter-110-ETRM-as-a-Surveillance-Source_DurgaAnalytics.pdf
Chapter-111-Trade-Capture-Integration_DurgaAnalytics.pdf
Chapter-106-Communications-Correlation_DurgaAnalytics.pdf
Chapter-113-Position-and-P-L-Integration_DurgaAnalytics.pdf
Chapter-116-Surveillance-Lakehouse_DurgaAnalytics.pdf
Chapter-115-Kafka-and-Event-Architecture_DurgaAnalytics.pdf
Chapter-114-Physical-Operations-Integration_DurgaAnalytics.pdf
Chapter-112-Market-Data-Integration_DurgaAnalytics.pdf
Chapter-119-Case-Management-Architecture_DurgaAnalytics.pdf
Chapter-117-ClickHouse-Surveillance-Analytics_DurgaAnalytics.pdf
Chapter-118-Detection-Microservices_DurgaAnalytics.pdf
Chapter-120-Capstone-Introduction_DurgaAnalytics.pdf
Chapter-123-Market-Dataset_DurgaAnalytics.pdf
Chapter-126-Position-P-L-Dataset_DurgaAnalytics.pdf
Chapter-124-Order-Dataset_DurgaAnalytics.pdf
Chapter-122-Traders-and-Desk-Structure_DurgaAnalytics.pdf
Chapter-121-Synthetic-Energy-Trading-Firm_DurgaAnalytics.pdf
Chapter-125-ETRM-Trade-Dataset_DurgaAnalytics.pdf
Chapter-127-Physical-Operations-Dataset_DurgaAnalytics.pdf
Chapter-129-Conduct-the-Investigation_DurgaAnalytics.pdf
Chapter-33-Spoofing_DurgaAnalytics.pdf
Chapter-128-Hidden-Manipulation-Scenarios_DurgaAnalytics.pdf
Chapter-130-Final-Surveillance-Case-Report_DurgaAnalytics.pdf
Chapter-01-What-a-Commodity-Trade-Surveillance-Function-Actually-Does_DurgaAnalytics.pdf
Course-Labs-For-Learners
Course-M0-M10-Labs-For-Learners.zip